WORKSHOP ON LAWS RELATING TO STOCK MARKETS, SEBI AND SAT on Saturday, July 11, 2015 at 10:30 A.M. at Bombay Bar Association Common Room

FACULTY:   (1) Mr. Pradeep Sancheti, Senior Advocate (Topic I)

                        (2) Mr.Pesi Modi, Senior Advocate (Topic II)

                        (3) Mr.D. J. Khambata, Senior Advocate (Topic III & IV)

TOPICS:

(I)            Importance of Stock Markets and Statutory Regulatory Regime under SEBI and SAT in Emerging Economy

(II)           Stock Exchanges, Bye-Laws and Regulations

Brokers and Clients

            Writ Petitions

            Arbitration

(III)          Securities Exchange Board of India (SEBI)

            SEBI :   (a)   Act and Regulation making powers

                        (b)   Structure and functioning

                        (c)   Specific Regulations like

(i)         SEBI (Prohibition of Insider Trading) Regulation 1992

(ii)        SEBI (Substantial Acquisition of Shares & Takeovers) Regulations 2011

(iii)       SEBI (Prohibition of Fraudulent and Unfair Trade Practice) Regulation 2003

         (IV)         Securities Appellate Tribunal

            Jurisdiction and Powers

There is a provision for around 200 participants for the workshop. The members are requested to register themselves for the workshop at the earliest. Preference will be given to members with less than 10 years of practice. Registration will be closed after the first 200 registrations. There is no registration charge.

The participants are requested to assemble by 10.15 A.M.

Dr. Birendra Saraf

Honorary Secretary

July 1, 2015